ATHENEX, INC. branch

ATHENEX, INC., US431985966

From: US, NY, BUFFALO

Contact: www.athenex.com, [email protected], +1 7164272950

Status:

GEODE HOLDINGS TRUST via its funds Shareholder of Athenex, Inc.

GEODE HOLDINGS TRUST via its funds Shareholder of Athenex, Inc.

BANK OF NEW YORK MELLON CORPORATION via its funds Shareholder of Athenex, Inc.

BANK OF NEW YORK MELLON CORPORATION via its funds Shareholder of Athenex, Inc.

JIANG JIN ZHI FAMILY via its funds Shareholder of Athenex, Inc.

KINGDON CAPITAL MANAGEMENT via its funds Shareholder of Athenex, Inc.

KINGDON CAPITAL MANAGEMENT via its funds Shareholder of Athenex, Inc.

WELLS FARGO & COMPANY via its funds Shareholder of Athenex, Inc.

WELLS FARGO & COMPANY via its funds Shareholder of Athenex, Inc.

CREATIVE PLANNING INC via its funds Shareholder of Athenex, Inc.

CREATIVE PLANNING INC via its funds Shareholder of Athenex, Inc.

FLYNN MANAGEMENT LLC via its funds Shareholder of Athenex, Inc.

FLYNN MANAGEMENT LLC via its funds Shareholder of Athenex, Inc.

AVALON BIOMEDICAL (MANAGEMENT) LIMITED Shareholder of Athenex, Inc.

AVALON BIOMEDICAL (MANAGEMENT) LIMITED Shareholder of Athenex, Inc.

Mr John M. Vierling Previously worked for (Director) Athenex, Inc.

Mr James H Zukin Previously worked for (Independent Director) Athenex, Inc.

Mr John M. Vierling Currently works for (Director (Board of Directors)) Athenex, Inc.

Mr Johnson Y.N. Lau Currently works for (Member (Leadership Team)) Athenex, Inc.

Mr John Matthei Currently works for (Vice President - Human Resources) Athenex, Inc.

Mr Patrick Gallagher Currently works for (Business Advisor) Athenex, Inc.

Mr Wing Kai Chan Currently works for (Head - Asia-Pacific Clinical) Athenex, Inc.

Mr Jeffrey M Yordon Currently works for (Chief Operating Officer and President, Athenex Pharmaceutical Division; President-Athenex Pharmaceutical & COO) Athenex, Inc.

Dr. Leslie Z. Benet Currently works for (Clinical Scientific Advisory Board Consultant) Athenex, Inc.

Ms Shen Li Currently works for (Vice President - Financial Planning & Treasury) Athenex, Inc.

Mr Jordan S Kanfer Currently works for (Managing Director - Opti Capital Management) Athenex, Inc.

Dr. Thomas E. Davis Currently works for (Science Advisor) Athenex, Inc.

Mr Rudolf Kwan Currently works for (Chief Medical Officer) Athenex, Inc.

Dr. Jun Qu Currently works for (Science Advisor) Athenex, Inc.

Li Shen Previously worked for (Chief Accounting Officer, Vice President of Financial Reporting) Athenex, Inc.

Mr William Wei Zuo Currently works for (Member (Leadership Team)) Athenex, Inc.

Mr Manson Fok Currently works for (Director) Athenex, Inc.

Mr Wing Kai Chan Currently works for (Member (Leadership Team)) Athenex, Inc.

Mr William Wei Zuo Currently works for (President, Polymed Therapeutic) Athenex, Inc.

Ms Teresa Brophy Bair Currently works for (Member (Leadership Team)) Athenex, Inc.

Dr. Cheung-Tak Hung Currently works for (Clinical Scientific Advisory Board Consultant) Athenex, Inc.

Mr Johnson Chan Currently works for (Business Advisor) Athenex, Inc.

Mr E. Douglas Kramer Currently works for (Vice President - Clinical, Regulatory Affairs & Pharmacovigilance) Athenex, Inc.

Mr Tin Yeung Randoll Sze Currently works for (Member (Leadership Team)) Athenex, Inc.

Mr Edward Chan Currently works for (Chief Financial Officer - Comprehensive Drug Enterprises) Athenex, Inc.

Mr Raymond Yeung Currently works for (Senior Director) Athenex, Inc.

Dr. Simon C Pedder Currently works for (Chief Business and Strategy Officer, Proprietary Products; Chief Bus & Strategy Officer-Proprietary Products) Athenex, Inc.

Mr Jeffrey M Yordon Currently works for (Member (Leadership Team)) Athenex, Inc.

Mr Tin Yeung Randoll Sze Currently works for (Chief Financial Officer) Athenex, Inc.

Mr Jordan S Kanfer Currently works for (Director (Board of Directors)) Athenex, Inc.

Mr Jeffrey M Yordon Currently works for (President - Athenex Pharmaceutical Division) Athenex, Inc.

Mr Timothy Cook Currently works for (Member (Leadership Team)) Athenex, Inc.

Mr Tiong Lu Koh Currently works for (Independent Director) Athenex, Inc.

Ms Stephanie A Davis Previously worked for (Director) Athenex, Inc.

Mr Sheldon Trainor-Degirolamo Previously worked for (Independent Director) Athenex, Inc.

Mr Jordan S Kanfer Previously worked for (Director) Athenex, Inc.

Mr Song-Yi Zhang Previously worked for (Director) Athenex, Inc.

Ms Stephanie A Davis Currently works for (Private Equity/Technology Leader; Director (Board of Directors)) Athenex, Inc.

Mr Rudolf Kwan Currently works for (Vice President) Athenex, Inc.

Mr Rudolf Kwan Currently works for (Member (Leadership Team)) Athenex, Inc.

Dr. Allen Barnett Currently works for (President Emeritus; Emeritus Science Advisor; Co-Founder) Athenex, Inc.

Mr Michael Smolinski Currently works for (Vice President - Preclinical Operations) Athenex, Inc.

Mr Ben Tang Currently works for (Executive Assistant to the Chief Executive Officer) Athenex, Inc.

Dr. Grant Williams Currently works for (Clinical Scientific Advisory Board Consultant) Athenex, Inc.

Mr Timothy Cook Currently works for (Senior Vice President - Global Oncology; Senior VP-ONCOLOGY-GLOBAL) Athenex, Inc.

Mr Manson Fok Currently works for (Director (Board of Directors)) Athenex, Inc.

Mr Xiaodong Wang Currently works for (General Manager - Chongqing Taihao Pharmaceutical) Athenex, Inc.

Mr Robert F. Keem Currently works for (Vice President - NY Technical Operations) Athenex, Inc.

Mr Kwan Hung Tsang Currently works for (Independent Director) Athenex, Inc.

Mr Rudolf Kwan Currently works for (Vice President of Global Clinical Development) Athenex, Inc.

Mr Benson Tsang Currently works for (Director (Board of Directors)) Athenex, Inc.

Mr Johnson Y.N. Lau Previously worked for (Chairman of the Board, Chief Executive Officer) Athenex, Inc.

Mr Michael D Cannon Previously worked for (Independent Director) Athenex, Inc.

Mr Tiong Lu, John Koh Currently works for (Director (Board of Directors)) Athenex, Inc.

Ms Jacqueline Li Currently works for (Director - Corporate Development & Investor Relation (Asia Pacific)) Athenex, Inc.

Dr. Wen Wee Ma Currently works for (Clinical Scientific Advisory Board Consultant) Athenex, Inc.

Professor Guo-An Luo Currently works for (Science Advisor) Athenex, Inc.

Dr. Irwin Gelman Currently works for (Science Advisor) Athenex, Inc.

Dr. Dennis Lam Currently works for (Science Advisor) Athenex, Inc.

Mr Rudolf Kwan Currently works for (Regional Head of Asia Pacific Global Clinical Operation) Athenex, Inc.

Mr Ben Tang Currently works for (Business Advisor) Athenex, Inc.

Mr Johnson Y.N. Lau Currently works for (Chief Executive Officer and Chairman of the Board) Athenex, Inc.

Mr Daniel Lang Currently works for (President of Axis Therapeutics Limited and Senior Director of Corporate Development) Athenex, Inc.

Ms Xiaoli Yu Currently works for (Chief Financial Officer - Chongqing Taihao Pharmaceutical) Athenex, Inc.

Mr Tiong Lu Koh Previously worked for (Director) Athenex, Inc.

Ms Kim Campbell Currently works for (Lead Independent Director (Board of Directors)) Athenex, Inc.

Mr David Cutler Currently works for (Member (Leadership Team)) Athenex, Inc.

Ms Teresa Brophy Bair Currently works for (Senior Vice President - Administration & Legal Affairs) Athenex, Inc.

Mr David Cutler Currently works for (Vice President - Clinical Development) Athenex, Inc.

Ms Stephanie A Davis Currently works for (Senior Client Partner) Athenex, Inc.

Dr. Daniel Von Hoff Currently works for (Clinical Scientific Advisory Board Consultant) Athenex, Inc.

Mr Manson Fok Currently works for (Chairman - Pedder Clinic) Athenex, Inc.

Dr. Simon C Pedder Currently works for (Member (Leadership Team)) Athenex, Inc.

Dr. Jane Fang Currently works for (Consultant - Clinical Operations and Regulatory Affairs) Athenex, Inc.

Mr David Hangauer Currently works for (Emeritus Science Advisor; Co-Founder) Athenex, Inc.

Jinn Wu Currently works for (Director (Board of Directors)) Athenex, Inc.

Dr. Steve Weitman Currently works for (Clinical Scientific Advisory Board Consultant) Athenex, Inc.